Effective and compliant 401(k) management starts with dispelling unknown risks that may lie beneath the surface in your retirement plans. The impacts of these sneaky unknowns could:

  • Increase your risk of fiduciary infraction penalties by the U.S. Department of Labor.
  • Reduce your profits from overage costs related to employee retirement delays and prolonged employee healthcare expenses.
  • Reduce worker productivity due to personal financial fears.

 

Our process works to simplify, communicate and guide business owners to help them gain control. We are a fiduciary, which means we act in the best interests of you and your employees to help stop the sneaky unknowns from getting the better of your business.

 

 

Protect Plan Sponsors

One important task is to help business owners understand their fiduciary responsibilities and compliance requirements.
We consult with our clients to help them create a vision for success by watching costs and working to exceed their expectations.

Guide Positive Participant Outcomes

We arrange one-on-one meetings with your participants to address their individual concerns, establish their investment risk scores and evaluate current portfolios to guide them from hire date to retirement. Additionally, we implement group educational workshops and financial wellness programs to help them make informed allocation decisions based on their needs.

Unify the Service Team

We help you solidify best practices by steadying your service teams through effective communication, reducing gaps in knowledge, accountability and coordinating service team player engagement.

Solidify a Strong Investment Lineup

We are committed to listening first and advising second. First we’ll help you develop an Investment Policy Statement focused on your company’s goals. We provide investment advice and education and then monitor the lineup through a quarterly report.

 

We believe this is the best way to build relationships that provide our clients with clear communication, aligned service, dependable outcomes and achievable goals.

 

Are You In Control
Of What You Should Be?

 

See A List Of To-Do’s Here

 

Read About Fees Here

 

Let’s Talk

 

All investing involves risk, including the potential for loss of principal. There is no guarantee that any strategy will be successful.